Australia
Any potential offering related to this presentation will only be offered in Australia to persons to whom such securities may be offered without a prospectus under Chapter 6D of the Corporations Act 2001 (Cth). Any potential offering subscribed for by investors in Australia must not be offered for resale in Australia for 12 months from allotment except in circumstances where disclosure to investors under the Corporations Act 2001 (Cth) would not be required, or where a compliant prospectus is produced. Prospective investors in Australia should confer with their professional advisers if in any doubt about their position.
Bermuda
This presentation is not subject to, and has not received approval from, either the Bermuda Monetary Authority or the Bermuda Registrar of Companies and no statement to the contrary, explicit or implicit, is authorized to be made in this regard. The interests being offered hereby are being offered on a private basis to investors who satisfy the criteria outlined in the fund’s offering memorandum. Interests may be offered or sold in Bermuda only in compliance with the provisions of the Investment Business Act of 2003 of Bermuda and the Investment Funds Act 2006 of Bermuda which regulate the sale or promotion of fund interests or securities in Bermuda. Additionally, non-Bermudian persons (including companies) may not carry on or engage in any trade or business in Bermuda unless such persons are permitted to do so under applicable Bermuda legislation.
Brazil
SummitTX is not listed with any stock exchange, organized over the counter market or electronic system of securities trading. This presentation, and any offering related to any investment strategy herein, have not been and will not be registered with any securities exchange commission or other similar authority, including the Brazilian Securities and Exchange Commission (Comissão de Valores Mobiliários or the “CVM”). Any potential offering will not be directly or indirectly offered or sold within Brazil through any public offering, as determined by Brazilian law and by the rules issued by the CVM, including Law No. 6,385 (Dec. 7, 1976) and CVM Rule No. 400 (Dec. 29, 2003), as amended from time to time, or any other law or rules that may replace them in the future.
Acts involving a public offering in Brazil, as defined under Brazilian laws and regulations and by the rules issued by the CVM, including Law No. 6,385 (Dec. 7, 1976) and CVM Rule No. 400 (Dec. 29, 2003), as amended from time to time, or any other law or rules that may replace them in the future, must not be performed without such prior registration. Persons in Brazil wishing to invest in any offering of investment strategies referenced herein should consult with their own counsel as to the applicability of these registration requirements or any exemption therefrom. Without prejudice to the above, the sale and solicitation of the Shares is limited to professional investors as defined by CVM Rule No. 539 (Nov. 13, 2013), as amended, or as defined by any other rule that may replace it in the future.
This presentation is confidential and intended solely for the use of the addressee and cannot be delivered or disclosed in any manner whatsoever to any person or entity other than the addressee.
British Virgin Islands
This presentation does not constitute an offering of securities to the public in the British Virgin Islands.
Canada
This presentation is not, and under no circumstances is to be construed as, a public offering of securities or an offering of securities in any jurisdiction in which such offering would be unlawful. No securities commission or similar authority in Canada has in any way passed upon the merits of any shares offered related to the investment strategies herein and any representation to the contrary is unlawful. Persons who will be acquiring shares in any of the investment strategies referenced in this presentation will not have the benefit of a review of the material by any securities regulatory authority in Canada.
By accepting their subscription agreements, SummitTX will be granting to investors in the provinces of Canada who have received this presentation a contractual and/or statutory right of action for damages or rescission against SummitTX if this presentation, or any amendment thereto, contains a misrepresentation.
Cayman Islands
This presentation does not constitute and there will not be an offering to the public in the Cayman Islands.
China
Any potential offering of shares related to the investment strategies referenced within this presentation may not be marketed, offered or sold directly or indirectly to the public in China and neither this presentation, which has not been submitted to the Chinese Securities and Regulatory Commission, nor any offering material or information contained herein relating to an offering of shares, may be supplied to the public in China or used in connection with any offer for the subscription or sale to the public in China. Any such offering shares may only be marketed, offered or sold to Chinese institutions which are authorized to engage in foreign exchange business and offshore investment from outside China. Chinese investors may be subject to foreign exchange control approval and filing requirements under the relevant Chinese foreign exchange regulations, as well as offshore investment approval requirements.
Guernsey
This presentation is only being, and may only be, made available in or from within the Bailiwick of Guernsey and any offer of shares in any investment strategy that is the subject of this presentation is only being, and may only be, made in or from within the Bailiwick of Guernsey:
Any offer of shares in any investment strategy referred in this presentation and this presentation itself are not available in or from within the Bailiwick of Guernsey other than in accordance with the above paragraphs (i) and (ii) and must not be relied upon by any person unless made or received in accordance with such paragraphs.
European Union
In each member state of the EEA (each a “ Relevant Member State”) that has implemented AIFMD, any investment strategy referenced herein may only be offered to the extent that: (1) the relevant strategy is permitted to be marketed to professional investors in the relevant Member State in accordance with AIFMD (as implemented into the local law/regulation of the relevant Member State); or (2) may otherwise be lawfully distributed and the shares may otherwise be lawfully offered or placed in that Member State (including at the initiative of the investor). As of the date hereof, SummitTX has been notified in accordance with the local laws/ regulations implementing AIFMD for marketing to professional investors in the United Kingdom. In relation to each member state of the EEA which at the date hereof has not implemented the AIFMD, the Fund may only be marketed, and shares may only be offered or placed to the extent that is lawful in that member state (including at the initiative of the investor).
France
Interests in any investment strategy referenced herein may only be lawfully offered or placed in the Republic of France if the Fund is permitted to be marketed to Professional Investors or to the extent that this presentation may otherwise be lawfully distributed.
Hong Kong
The contents of this presentation have not been reviewed by any regulatory authority in Hong Kong. You are advised to exercise caution in relation to any offer of shares in any investment strategy referenced herein. If you are in any doubt about any of the contents of this presentation, you should obtain independent professional advice. The investment strategies of SummitTX constitute a collective investment scheme but is not authorised under Section 104 of the Securities and Futures Ordinance of Hong Kong by the Securities and Futures Commission of Hong Kong. Accordingly, the distribution of this presentation, the relevant investment strategy’s Private Placement Memorandum, and the placement of Interests in Hong Kong, is restricted. The relevant investment strategy’s Private Placement Memorandum may only be distributed, circulated or issued to persons who are professional investors under the Securities and Futures Ordinance and any rules made under that Ordinance or as otherwise permitted by the Securities and Futures Ordinance.
Indonesia
This presentation is for the exclusive use of the person or entity named on the front cover of this presentation. If the number on the front cover of this presentation does not appear in red, there is a presumption that this presentation has been improperly reproduced and circulated, in which case SummitTX and its affiliates disclaim any responsibility for its content or use . This presentation may not be photocopied, reproduced or distributed, in whole or in part, to any other person at any time. Distribution of this presentation to any person other than in compliance with the terms of this presentation is unauthorized. If the offeree does not proceed with an investment in any strategy referenced herein or if it is so requested, it will return this presentation to SummitTX promptly. Interest in the any investment strategy described herein will not be offered or sold, directly or indirectly, in the Republic of Indonesia or to Indonesian citizens, nationals or corporations, wherever located, or entities or residents in Indonesia in a manner which constitutes a public offering under the laws and regulations of Indonesia.
Ireland
The distribution of this presentation in Ireland and the offering or purchase of interest in any investment strategy referenced herein is restricted to the individual to whom it is addressed. Accordingly, it may not be reproduced in whole or in part, nor may its contents be distributed in writing or orally to any third party and it may be read solely by the person to whom it is addressed and his/her professional advisers. Interests in the Fund will not be offered or sold by any person: (a) otherwise than in conformity with the provisions of the European Communities (Markets in Financial Instruments) Regulations 2007, as amended; or (b) in any way which would require the publication of a prospectus under the Companies Act 2014 or any regulations made thereunder; or (c) in Ireland except in all circumstances that will result in compliance with all applicable laws and regulations in Ireland.
Isle of Man
No public offering of interest in any investment strategy referenced herein is being made to investors resident in the Isle of Man. Interests in any investment strategy referenced herein are being offered only to institutional investors and a limited number of other investors in the Isle of Man. SummitTX is not subject to approval in the Isle of Man and investors are not protected by any statutory compensation arrangements in the event of SummitTX’s failure. The Isle of Man Financial Services Authority does not vouch for the financial soundness of SummitTX or for the correctness of any statement made or opinion expressed within this presentation.
Israel
Any offering of interest in any investment strategy referenced within this presentation have not been registered and are not expected to be registered under the Israeli Securities Law – 1968 (the “Securities Law”) or under the Israeli Joint Investment Trust Law – 1994 due to applicable exemptions. Accordingly, interests in any investment strategy referenced herein will only be offered and sold in Israel pursuant to applicable private placement exemptions, to parties that qualify as both (i) Sophisticated Investors described in Section 15A(b)(1) of the Securities Law and (ii) as “Qualified Customers” for purposes of Section 3(a)(11) of the Law for the Regulation of Provision of Investment Advice, Marketing Investments and Portfolio Management – 1995 (the “Investment Advisor Law”). Neither SummitTX nor affiliates thereof is a licensed investment marketer under the Investment Advisor Law and neither SummitTX nor affiliates thereof maintains insurance as required under such law. SummitTX and its affiliates may be deemed to be providing investment marketing services but are not investment advisors for purposes of Israeli law. Any investment marketing which may be deemed provided under Israeli law in connection with an investment in SummitTX is deemed provided on a one-time only basis and neither SummitTX nor affiliates thereof will provide any ongoing investment marketing or investment advisory services to the investor. If any recipient in Israel of a copy of this presentation is not qualified as described above, such recipient should promptly return this presentation to SummitTX. By retaining a copy of this presentation, you are hereby confirming that you qualify as both a Sophisticated Investor and Qualified Customer, fully understand the ramifications thereof and agree to be treated as such by SummitTX.
Japan
No public offering of interest in any investment strategy referenced herein is being made to investors resident in Japan and no securities registration statement pursuant to Article 4, paragraph 1, of the Financial Instruments and Exchange Law (the “FIEL”) has been made or will be made in respect to an offering of the shares in Japan. Interest in the any investment strategy referenced herein may not be offered or sold, directly or indirectly, in Japan or to, or for the benefit of, any resident of Japan unless they are offered or sold pursuant to an exemption from the registration requirements of, and in compliance with, the FIEL and any applicable laws and regulations of Japan. Neither the Financials Services Agency of Japan nor the Kanto Locale Financial Bureau has passed upon the accuracy of adequacy of this information or otherwise approved or authorized the offering of the Fund in Japan or to investors resident in Japan.
Jersey
No public offering of any investment strategy referenced herein is being made to investors resident in Jersey. Interests in any investment strategy referenced herein are being offered only to a limited number of institutional and sophisticated individual investors in Jersey.
Kazakhstan
The investment manager is an entity registered and operating under the laws of the United States of America. The fund interests will be offered on a cross-border basis and will not be and are not intended to be registered or offered in or from the territory of the Republic of Kazakhstan. An investment into the Fund by a Kazakhstan resident may be subject to certain restrictions, limitations and requirements as imposed under Kazakhstan law or applicable under any internal document of the investor, including inter alia limitation of the investment capacity. A Kazakhstan resident making an investment into the Fund shall ensure that its investment will be in strict compliance with any of such restrictions, limitations and requirements as established under Kazakhstan law or any applicable internal document.
Kuwait
This presentation is not for general circulation to the public in Kuwait. Any potential offering has not been licensed for offering in Kuwait by the Kuwait Capital Markets Authority or any other relevant Kuwaiti government agency. Any potential offering is on the basis of a private placement or public offering is, therefore, restricted in accordance with Law No. 7 of 2010 and the bylaws thereto (as amended). No private or public offering of any investment strategy referenced herein is being made in Kuwait, and no agreement relating to the sale of any such investment strategy will be concluded in Kuwait. No marketing or solicitation or inducement activities are being used to offer or market SummitTX in Kuwait.
Malaysia
Any potential offering made in any investment strategy referenced in this presentation does not constitute, and should not be construed as, an offer or invitation to subscribe for or purchase any securities in Malaysia. SummitTX, by the dispatch of this presentation, has not made available any securities for subscription or purchase in Malaysia. This presentation is distributed in Malaysia for information purposes only. This presentation does not constitute, and should not be construed as offering shares for purchase in Malaysia.
Mexico
This presentation does not constitute a public offering of securities under Mexican law and therefore is not subject to obtaining the prior authorization of the Mexican National Banking and Securities Commission or the registration of shares with the Mexican National Registry of Securities.
Monaco
Interests in any investment strategy referenced herein may not be offered or sold, directly or indirectly, to the public in Monaco other than by a Monaco Bank or a duly authorized Monegasque intermediary acting as a professional institutional investor which has such knowledge and experience in financial and business matters as to be capable of evaluating the risks and merits of an investment in the Fund. Consequently, this presentation may only be communicated to (i) banks, and (ii) portfolio management companies duly licensed by the “Commission de Contrôle des Activités Financières by virtue of Law n° 1.338, of September 7, 2007, and authorized under Law n° 1.144 of July 26, 1991. Such regulated intermediaries may in turn communicate this presentation to potential investors.
New Zealand
No retail offering of the any investment strategy referenced herein is being made to investors in New Zealand. Interest in any such investment strategy is being offered to wholesale investors in New Zealand pursuant to an exclusion from disclosure requirements under the Financial Markets Conduct Act 2013. The New Zealand Financial Markets Authority has not passed upon the accuracy or adequacy of this presentation or otherwise approved or authorized the offering to investors resident in New Zealand.
For Residents of the Sultanate of Oman
The information contained in this presentation neither constitutes a public offer of securities in the Sultanate of Oman as contemplated by the Law of Commercial Companies (Royal Decree 18/2019) or the Capital Market Law of Oman (Royal Decree 80/98), nor does it constitute an offer to sell, or the solicitation of any offer to buy Non- Omani securities in the Sultanate of Oman as contemplated by Article 139 of the Executive Regulations to the Capital Market Law (issued by Decision No.1/2009). Additionally, this presentation is not intended to lead to the conclusion of any contract of whatsoever nature within the territory of the Sultanate of Oman.
Panama
No public offering of interest in any investment strategy referenced herein is being made to investors resident in Panama. Interest in any such investment strategy is being offered only to institutional investors and a limited number of other investors in Panama. The Superintendencia del Mercado de Valores has not passed upon the accuracy or adequacy of this presentation or otherwise approved or authorized the offering to investors resident in Panama.
The Philippines
This presentation and any associated offering have not been registered with the Philippine Securities and Exchange Commission under the Philippine Securities Regulation Code (the “SRC”). Any future offer or sale thereof is subject to registration requirements under the SRC unless such offer or sale qualifies as an exempt transaction.
Qatar
Interest in any investment strategy referenced herein is only being offered to a limited number of investors who are willing and able to conduct an independent investigation of the risks involved in such an investment. This presentation does not constitute an offer to the public and is for the use only of the named addressee and should not be given or shown to any other person (other than employees, agents or consultants in connection with the addressee’s consideration thereof). Any such offering has not been and will not be registered with the Qatar Central Bank or under any laws of the State of Qatar. No transaction will be concluded in your jurisdiction and any inquiries regarding SummitTX should be made to Scott Nelson (snelson@summittxcapital.com).
Saudi Arabia
This presentation and any associated offering may only be offered and sold in the Kingdom of Saudi Arabia in accordance with Article 4 of the Investment Funds Regulations issued on December 24, 2006 (the “Regulations”). Article 4(b)(1) of the Regulations states that, if investment fund units are offered to certain persons specified in the Regulations and the minimum amount payable per offeree is not less than Saudi Riyals 1 million or an equivalent amount in another currency, such offer of investment fund units shall be deemed a private placement for purposes of the Regulations. Investors are informed that Article 4(g) of the Regulations places restrictions on secondary market activity with respect to such investment fund units.
Singapore
This presentation has not been registered as a prospectus with the Monetary Authority of Singapore. Accordingly, this presentation and any other document or material in connection with the offer or sale, or invitation for subscription or purchase, of interests may not be circulated or distributed, nor may interests be offered or sold, or be made the subject of an invitation for subscription or purchase, whether directly or indirectly, to persons in Singapore other than (i) to an institutional investor pursuant to Section 304 of the Securities and Futures Act, Chapter 289 of Singapore (the “SFA”)) or (ii) otherwise pursuant to, and in accordance with the conditions of, any other applicable provision of the SFA.
South Korea
SummitTX is not making any representation with respect to the eligibility of any recipients of this presentation to acquire interest in any investment strategy referenced herein under the laws of Korea, including, but without limitation, the Foreign Exchange Transaction Law and Regulations thereunder. Any such interest is only being offered and sold in Korea to persons prescribed by Article 301, Paragraph 2 of the Enforcement Decree of the Financial Investment Services and Capital Markets Act, and no such interest may be offered, sold or delivered, or offered or sold to any person for re-offering or resale, directly or indirectly, in Korea or to any resident of Korea except pursuant to applicable laws and regulations of Korea. Furthermore, such interest may not be re-sold to Korean residents unless the purchaser complies with all applicable regulatory requirements (including, but not limited to, governmental approval requirements under the Foreign Exchange Transaction Law and its subordinate decrees and regulations) in connection with purchase.
Notice to Investors in Switzerland
Distribution to investors who are Unregulated Qualified Investors
This presentation and any offering of any investment strategy referenced herein in Switzerland will be exclusively made to, and directed at, qualified investors (the "Qualified Investors"), as defined in the Swiss Collective Investment Schemes Act of 23 June 2006, as amended ("CISA") and its implementing ordinance. Accordingly, any potential offering has not been registered with the Swiss Financial Market Supervisory Authority (FINMA). This presentation and/or any other materials relating to Interests in the offering may be made available in Switzerland solely to Qualified Investors.
Switzerland For Regulated Qualifying Investors
The distribution of this presentation or any SummitTX offering in Switzerland will be exclusively made to, and directed at, regulated qualified investors (the "Regulated Qualified Investors"), as defined in Article 10 (3)(a) and (b) of the Swiss Collective Investment Schemes Act of 23 June 2006, as amended ("CISA"). Accordingly, any offering of interest in the Fund has not been and will not be registered with the Swiss Financial Market Supervisory Authority (FINMA) and no Swiss representative or paying agent have been or will be appointed in Switzerland. This presentation and/or any other offering relating to the fund may be made available in Switzerland solely to Regulated Qualified Investors.
Taiwan Offshore Private Placement
The interests in any investment strategy referenced herein may be made available outside Taiwan for purchase outside Taiwan by Taiwan resident investors but may not be offered or sold in Taiwan.
South Africa
Neither this presentation nor an offering of any investment strategy referenced herein have been approved, disapproved or passed on in any way by the Financial Services Conduct Authority or any other governmental authority in South Africa, nor has SummitTX received authorization or licensing from the Financial Services Conduct Authority or any other governmental authority in South Africa to market or sell Shares within South Africa. This presentation is strictly confidential and may not be reproduced, used for any other purpose or provided to any person other than the intended recipient.
South Korea
SummitTX is not making any representation with respect to the eligibility of any recipients of this presentation to acquire interest in any investment strategy referenced herein under the laws of Korea, including, but without limitation, the Foreign Exchange Transaction Law and Regulations thereunder. Any such interest is only being offered and sold in Korea to persons prescribed by Article 301, Paragraph 2 of the Enforcement Decree of the Financial Investment Services and Capital Markets Act, and no such interest may be offered, sold or delivered, or offered or sold to any person for re-offering or resale, directly or indirectly, in Korea or to any resident of Korea except pursuant to applicable laws and regulations of Korea. Furthermore, such interest may not be re-sold to Korean residents unless the purchaser complies with all applicable regulatory requirements (including, but not limited to, governmental approval requirements under the Foreign Exchange Transaction Law and its subordinate decrees and regulations) in connection with purchase.
Notice to Investors in Switzerland
Distribution to investors who are Unregulated Qualified Investors
This presentation and any offering of any investment strategy referenced herein in Switzerland will be exclusively made to, and directed at, qualified investors (the "Qualified Investors"), as defined in the Swiss Collective Investment Schemes Act of 23 June 2006, as amended ("CISA") and its implementing ordinance. Accordingly, any potential offering has not been registered with the Swiss Financial Market Supervisory Authority (FINMA). This presentation and/or any other materials relating to Interests in the offering may be made available in Switzerland solely to Qualified Investors.
Switzerland For Regulated Qualifying Investors
The distribution of this presentation or any SummitTX offering in Switzerland will be exclusively made to, and directed at, regulated qualified investors (the "Regulated Qualified Investors"), as defined in Article 10 (3)(a) and (b) of the Swiss Collective Investment Schemes Act of 23 June 2006, as amended ("CISA"). Accordingly, any offering of interest in the Fund has not been and will not be registered with the Swiss Financial Market Supervisory Authority (FINMA) and no Swiss representative or paying agent have been or will be appointed in Switzerland. This presentation and/or any other offering relating to the fund may be made available in Switzerland solely to Regulated Qualified Investors.
Taiwan Offshore Private Placement
The interests in any investment strategy referenced herein may be made available outside Taiwan for purchase outside Taiwan by Taiwan resident investors, but may not be offered or sold in Taiwan.
Thailand
This presentation is provided to you solely at your request and is not intended to be an offer, sale or invitation for subscription or purchase of securities in Thailand. This presentation has not been registered as a prospectus with the Office of the Securities and Exchange Commission of Thailand. Accordingly, this presentation and any other documents and material in connection with an offer, sale or invitation for subscription or purchase, of interest in any investment strategy referenced herein may not be circulated or distributed, nor may interest in the Fund be offered or sold, or be made the subject of an invitation for subscription or purchase, whether directly or indirectly, to the public or any members of the public in Thailand. Neither SummitTX, any of its affiliates or any of their respective representatives maintain any license, authorization or registration in Thailand nor is SummitTX registered in Thailand. The offer and sale of securities within Thailand and the provision of securities services in Thailand or to Thai persons or entities may not be possible or may be subject to legal restriction or conditions.
Turkey
This presentation, and any related offering have not been approved by the Turkish Capital Markets Board pursuant to the provisions of the Capital Markets Law. No offering or other sale or solicitation will be made until an issuance certificate has been approved by the Turkish Capital Markets Board pursuant to the provisions of the Capital Markets Law. Interest in the Fund may be offered in Turkey only to qualified investors, as this term is provided in Article 30 of the Foreign Securities and Mutual Funds Communiqué and as defined in applicable capital markets regulations. Each investor in SummitTX in Turkey will be required to provide documents evidencing that it is a qualified investor pursuant to Article 30 of the Foreign Securities and Mutual Funds Communiqué. Qualified investors are presumed to be aware that SummitTX has not made any advertisement or public disclosure, and should request any information necessary to make an informed investment decision directly from SummitTX. The approval by the Capital Markets Board of an issuance certificate would not constitute a guarantee by the Capital Markets Board in relation an offering of any investment strategy referenced herein. This presentation is not intended to be an advertisement, promotion or solicitation of SummitTX. The Capital Markets Board or Borsa Istanbul does not have any discretion relating to the determination of the price of interest in the Fund.
United Arab Emirates
For United Arab Emirates (Excluding Dubai International Financial Centre and Abu Dhabi Global Market) Residents Only – in Respect of Unsolicited Investor Requests
This presentation, and the information contained herein, does not constitute, and is not intended to constitute, a public offer of securities in the United Arab Emirates and accordingly should not be construed as such. Interest in any investment strategy referenced herein is only being offered to a limited number of investors in the UAE who (a) are willing and able to conduct an independent investigation of the risks involved in an investment, and (b) upon their specific request. The interest in any investment strategy referenced herein has not been approved by or licensed or registered with the UAE Central Bank, the Securities and Commodities Authority or any other relevant licensing authorities or governmental agencies in the UAE. The presentation is for the use of the named addressee only, who has specifically requested it without a promotion effected by SummitTX, its promoters or the distributors of its units, and should not be given or shown to any other person (other than employees, agents or consultants in connection with the addressee's consideration thereof). No transaction will be concluded in the UAE and any enquiries regarding SummitTX should be made to Scott Nelson (snelson@summittxcapital.com).
For United Arab Emirates (Excluding Dubai International Financial Centre and Abu Dhabi Global Market) Residents Only – in Respect of Qualified Investors’ Exemption
This presentation, and the information contained herein, does not constitute, and is not intended to constitute, a public offer of securities in the United Arab Emirates and accordingly should not be construed as such. Interest in any investment strategy referenced herein is only being offered to a limited number of exempt investors in the UAE who fall under one of the following categories of non-natural Qualified Investors: (1) an investor which is able to manage its investments on its own, namely: (a) the federal government, local governments, government entities and authorities or companies wholly-owned by any such entities; (b) international entities and organizations; or (c) a person licensed to carry out a commercial activity in the UAE, provided that investment is one of the objects of such person; or (2) an investor who is represented by an investment manager licensed by the SCA, (each a “non-natural Qualified Investor”). Any such offering has not been approved by or licensed or registered with the UAE Central Bank, the Securities and Commodities Authority, the Dubai Financial Services Authority, the Financial Services Regulatory Authority or any other relevant licensing authorities or governmental agencies in the UAE (the “Authorities”). The Authorities assume no liability for any investment that the named addressee makes as a non-natural Qualified Investor. The presentation is for the use of the named addressee only and should not be given or shown to any other person (other than employees, agents or consultants in connection with the addressee's consideration thereof).
Prospective Investors of the United Kingdom
Subject always to the foregoing notice in respect of the EEA, this presentation is being issued in the United Kingdom and is directed only at persons who are professional investors for the purposes of the Alternative Investment Fund Managers Regulations 2013 and is accordingly exempt from the financial promotion restriction in Section 21 of the Financial Services and Markets Act 2000 (“FSMA”) in accordance with regulation 29(3) of the FSMA (Financial Promotions) Order 2005. The opportunity to invest in any investment strategy referenced herein is only available to such persons in the United Kingdom and this document must not be relied or acted upon by any other persons in the United Kingdom.